AdFi
JC

Joshua Christopher Mitchell

Investment Adviser Representative at CORDA INVESTMENT MANAGEMENT, LLC

Broomfield, COCRD #4077553Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Colorado
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/3/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 3/15/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/3/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/9/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First tier1.00%
Second tier0.85%
Third tier0.50%
Fourth tier0.25%
Source

Corda Investment Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CORDA INVESTMENT MANAGEMENT, LLCCurrent
3/31/2026Broomfield, CO
ORION PORTFOLIO SOLUTIONS, LLC
8/25/20236/28/2024Omaha, NE
CHARLES SCHWAB & CO., INC.
9/22/20171/25/2023Denver, CO
MILLER HOWARD INVESTMENTS INC
8/17/20159/20/2017Issaquah, WA
INVEST FINANCIAL CORPORATION
2/5/20144/8/2014Appleton, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CORDA INVESTMENT MANAGEMENT, LLC

Showing 12 of 29 in the directory

View CORDA INVESTMENT MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joshua Christopher Mitchell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Joshua Christopher Mitchell - Financial Advisor in Broomfield, CO | AdvisorFinder