Joshua Jacob Lichtman
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joshua Jacob Lichtman is an investment adviser representative with Cetera Investment Advisers LLC in New Orleans, LA, where they have been registered since 2022. They have worked in the securities industry since 2021 and were previously registered with Hancock Whitney Investment Services Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Louisiana.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Louisiana
- Broker:
2 states and territories
Louisiana, Mississippi
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- University OF NEW OrleansSep 2014 – May 2017New Orleans, LA
- HomemakerJun 2017 – Sep 2017New Orleans, LA
- Urban Focus, LLCOct 2017 – Mar 2018New Orleans, LA
- GROW DATSep 2017 – Jul 2018New Orleans, LA
- CAMP Ramah BerkshiresAug 2018 – Aug 2018Wingdale, NY
- HomemakerSep 2018 – Apr 2019New Orleans, LA
- Doubleday Conley, LLCMay 2019 – Nov 2019New Orleans, LA
- Self-employedDec 2019 – Mar 2020New Orleans, LA
- Hancock Whitney BANKApr 2020 – no end date reportedNew Orleans, LA
- Hancock Whitney Investment Services, Inc.Apr 2020 – Aug 2022New Orleans, LA
- Cetera Investment Services LLCAug 2022 – no end date reportedSaint Cloud, MN
- Cetera Investment Advisers LLCAug 2022 – no end date reportedNew Orleans, LA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
Showing 12 of 10,459 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joshua Jacob Lichtman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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