Joshua John Maly
Investment Adviser Representative at MDRN Capital
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joshua John Maly is an investment adviser representative with MDRN Capital in Lakewood Ranch, FL, where they have been registered since 2024. They have worked in the securities industry since 2007 and have been registered with 10 firms, including Savant Wealth Management and Golden Reserve RIA, LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California, Florida, and Ohio.
Registrations & licenses
- Investment adviser:
- California, Florida, Ohio
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TMFS Advisors, LLCJul 2015 – Nov 2016Overland Park, KS
- Financial Engines Advisors L.L.C.Nov 2016 – Feb 2018Northville, MI
- Edward JonesApr 2018 – Dec 2018Rochester Hills, MO
- Fifth Third Securities, Inc.Dec 2018 – Sep 2019Marine City, MI
- LPL Financial, LLCSep 2019 – Apr 2020Waterford, MI
- Thrivent Investment Management IncMay 2020 – Jan 2021Plymouth, MI
- Financial Engines Advisor Center, LLCJul 2015 – Nov 2016Northville, MI
- Golden Reserve RIA, LLCJan 2021 – Jul 2023Dublin, OH
- Savant Wealth ManagementJul 2023 – Jan 2024Rockford, IL
- MDRN Capital, LLCJan 2024 – no end date reportedFindlay, OH
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About MDRN Capital
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 29
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Annapolis, MD
- SEC file number:
- 801-130784
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joshua John Maly has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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