Joshua Michael Baeza
Investment Adviser Representative at Benjamin F. Edwards & Company, Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joshua Michael Baeza is an investment adviser representative with Benjamin F. Edwards & Company, Incorporated in Midland, MI, where they have been registered since 2024. They have worked in the securities industry since 2020 and have been registered with 3 firms, including Prudential Investment Management Services LLC and Prudential Annuities Distributors, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Michigan and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Michigan, Texas
- Broker:
17 states and territories
Alaska, Arkansas, Florida, Georgia, Illinois, Indiana, Michigan, Minnesota, Montana, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Utah, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Prudential Insurance Company of AmericaDec 2021 – Feb 2022El Paso, TX
- Prudential Annuities DistributorsApr 2019 – Dec 2021El Paso, TX
- Angry OwlApr 2018 – Jun 2019El Paso, TX
- Claude's SaucesApr 2016 – Jan 2018El Paso, TX
- UnemployedJan 2018 – Apr 2018El Paso, TX
- Cracker BarrelApr 2015 – Dec 2016El Paso, TX
- Prudential Investment Management Services LLCFeb 2022 – Aug 2024Merrill, MI
- Benjamin F Edwards & Co, IncAug 2024 – no end date reportedMidland, MI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Benjamin F. Edwards & Company, Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 502
- Offices listed on AdvisorFinder:
- 26
- Main office:
- St. Louis, MO
- SEC file number:
- 801-71421
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at Benjamin F. Edwards & Company, Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joshua Michael Baeza has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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