Joshua Vernon
Investment Adviser Representative at KEY Investment Services LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joshua Vernon is an investment adviser representative with KEY Investment Services LLC in Rochester, NY, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with Principal Securities, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in New York.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Subway Development of WNY and Clark Development of WNYJan 2009 – Aug 2022Rochester, NY
- Rochester Subs LLCOct 2022 – Mar 2023Webster, NY
- UnemployedSep 2022 – Sep 2022NA, NY
- Northwestern Mutual Life Insurance CompanyFeb 2023 – Apr 2025Milwaukee, WI
- Northwestern Mutual Investment Services LLCOct 2023 – Apr 2025Pittsford, NY
- SubwayFeb 2024 – Jul 2024Rochester, NY
- Northwestern Mutual Wealth Management CompanyMay 2024 – Apr 2025Milwaukee, WI
- Principal Life Insurance CompanyJun 2025 – Apr 2026Rochester, NY
- Principal Securities, IncJun 2025 – Apr 2026Rochester, NY
- Key Investment Services, LLCMay 2026 – no end date reportedBrooklyn, OH
- KeyBankMay 2026 – no end date reportedRochester, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About KEY Investment Services LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 638
- Offices listed on AdvisorFinder:
- 15
- Main office:
- Brooklyn, OH
- SEC file number:
- 801-65060
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 30, 2026
View full firm profileOther advisors at KEY Investment Services LLC
Showing 12 of 638 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joshua Vernon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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