Josiah James Frost
Investment Adviser Representative at Raleigh Capital Management Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Josiah James Frost is an investment adviser representative with Raleigh Capital Management Inc. in Cary, NC, where they have been registered since 2026. They have worked in the securities industry since 2023 and were previously registered with Janney Montgomery Scott LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 13
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
1 state or territory
North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Two Roosters Ice CreamApr 2017 – May 2022Raleigh, NC
- CaptrustMay 2022 – Aug 2022Raleigh, NC
- StudentJan 2013 – Apr 2017Raleigh, NC
- Two Roosters Ice CreamAug 2022 – Jan 2023Raleigh, NC
- Janney Montgomery ScottJan 2023 – Feb 2024Cary, NC
- Janney Montgomery Scott LLCFeb 2024 – Dec 2025Cary, NC
- Raleigh Capital Management Inc..Dec 2025 – no end date reportedCary, NC
- Quincy Wells Capital, LLCJun 2026 – no end date reportedChicago, IL
- Raleigh Wealth Solutions Inc.Jun 2026 – no end date reportedCary, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raleigh Capital Management Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
- Firm account minimum
- $250,000 (waivable)
- Estimated blended rate
- 0.018
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Cary, NC
- SEC file number:
- 801-121781
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 16, 2026
View full firm profileOther advisors at Raleigh Capital Management Inc.
12 other advisors in the directory
Similar advisors in Cary, NC
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Josiah James Frost has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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