Jovani Rivera
Investment Adviser Representative at Empower Advisory Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jovani Rivera is an investment adviser representative with Empower Advisory Group, LLC in Hamilton, NJ, where they have been registered since 2024. They have worked in the securities industry since 2019 and have been registered with 6 firms, including Prudential Investment Management Services LLC and J.p. Morgan Securities LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in New Jersey.
Registrations & licenses
- Investment adviser:
- New Jersey
- Broker:
45 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Santander Bank N.A.May 2018 – Jul 2018Boston, MA
- Santander Securities, LLCMay 2018 – Jul 2018Dorchester, MA
- Pnc BankFeb 2009 – Apr 2018Piscataway, NJ
- Valid Financial AdvisorsSep 2018 – Jan 2021Houston, TX
- Equitable Financial Life Insurance Co.Jul 2021 – Sep 2021New York, NY
- UnemployedFeb 2021 – Jun 2021Conroe, TX
- UnemployedAug 2018 – Aug 2018Monmouth Junction, NJ
- JPMorgan Chase Bank, N.A.Sep 2021 – Jan 2022Houston, TX
- J.P. Morgan Securities LLCSep 2021 – Jan 2022Houston, TX
- AIGSep 2018 – Jan 2021Houston, TX
- UPSOct 2016 – Jan 2017Cranbury, NJ
- Prudential Insurance Company of AmericaJan 2022 – no end date reportedFranklin Park, NJ
- Prudential Investment Management Services, LLCJan 2022 – no end date reportedFranklin Park, NJ
- GWFS Equities, Inc.Apr 2022 – no end date reportedHartford, CT
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Empower Advisory Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,855
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Greenwood Village, CO
- SEC file number:
- 801-58105
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 9, 2026
View full firm profileOther advisors at Empower Advisory Group, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jovani Rivera has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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