Joyce Ghu
Investment Adviser Representative at Transamerica Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Joyce Ghu is an investment adviser representative with Transamerica Financial Advisors, LLC in Alpharetta, GA, where they have been registered since 2021. They have worked in the securities industry since 2014 and have been registered with 3 firms, including MML Investors Services, LLC and MSI Financial Services, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Georgia and New Jersey.
Office
Advisors at this office: 22
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Georgia, New Jersey
- Broker:
8 states and territories
Alabama, California, Georgia, New Jersey, New York, Tennessee, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Metlife Securities IncJul 2014 – Mar 2017Atlanta, GA
- Transamerica Financial Advisors, IncJun 2021 – no end date reportedAlpharetta, GA
- WfgiaApr 2021 – no end date reportedAlpharetta, GA
- MML Invetors Services LLCJul 2016 – Jun 2021Peachtree Corners, GA
- Metlife Securities IncJul 2014 – Mar 2017Sandy Springs, GA
- BEST ACCOUNTING amp; TAX SOLUTIONS LLCApr 2021 – no end date reportedDuluth, GA
- Joyce GHUJul 2016 – no end date reportedPeachtree Corners, GA
- Pinnacle GLEN Townhome HOA BoardApr 2020 – Dec 2021Alpharetta, GA
- Asian Cultural Empowerment CorpFeb 2022 – Apr 2025Norcross, GA
- Korean American Society of Certified Public Accountants of GreatFeb 2022 – Dec 2023Duluth, GA
- Netlaw.comAug 2022 – no end date reportedLouisville, KY
- Polytech Fibers LLCJun 2023 – Sep 2023Chatsworth, GA
- Virtues OF Aging Professionals IncSep 2023 – Aug 2024Atlanta, GA
- Polytech Fibers LLCJun 2023 – Sep 2023Chatsworth, GA
- Coalition FOR Asian Cultural Awareness IncOct 2023 – Apr 2025Norcross, GA
- Highcroft Homeowners Association Board MemberSep 2024 – no end date reportedAtlanta, GA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,109
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-38618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Transamerica Financial Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Joyce Ghu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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