Juan Jose Gonzales-Gascon III
Investment Adviser Representative at Northrock Partners, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Juan Jose Gonzales-Gascon is an investment adviser representative with Northrock Partners, LLC in Roseville, CA, where they have been registered since 2026. They have worked in the securities industry since 2024 and were previously registered with Ameriprise Financial Services, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameriprise Financial Services, LLCAug 2023 – Jul 2025Roseville, CA
- State StreetSep 2022 – Aug 2023Sacramento, CA
- Dome ConstructionApr 2021 – Sep 2022South San Francisco, CA
- Fred's Mexican CafeMar 2018 – Jun 2020San Diego, CA
- UPSNov 2020 – Jan 2021San Ramon, CA
- 24 Hour FitnessDec 2017 – Sep 2018San Diego, CA
- San Diego State UniversityAug 2016 – May 2020San Diego, CA
- UnemployedJul 2020 – Nov 2020Hayward, CA
- UnempoyedFeb 2021 – Mar 2021Hayward, CA
- NorthRock Partners, LLCJul 2025 – no end date reportedRoseville, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northrock Partners, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
- Estimated blended rate
- 0.0125
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 91
- Offices listed on AdvisorFinder:
- 8
- Main office:
- Minneapolis, MN
- SEC file number:
- 801-78194
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 18, 2026
View full firm profileOther advisors at Northrock Partners, LLC
Showing 12 of 91 in the directory
Similar advisors in Roseville, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Juan Jose Gonzales-Gascon III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched