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Judith Mechiel Lake

Investment Adviser Representative at MMA Securities LLC

Dallas, TXCRD #4702762Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Judith Mechiel Lake is an investment adviser representative with MMA Securities LLC in Dallas, TX, where they have been registered since 2023. They have worked in the securities industry since 2006 and have been registered with 4 firms, including Securian Financial Services, Inc. and MML Investors Services, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in California, Louisiana, and Texas.

Office

Three Galleria Tower, 13155 Noel Rd Suite 1400
Dallas, TX 75240

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Louisiana, Texas
Broker:
5 states and territories

Arkansas, California, Louisiana, Oklahoma, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/28/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 2/14/2005
Series 65
Uniform Investment Adviser Law Examination
Passed 12/21/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/29/2005

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

MMA Securities LLCCurrent
7/28/2023 – Dallas, TX
Securian Financial Services, Inc.
10/15/2008 – 8/3/2010Dallas, TX
MML Investors Services, Inc.
7/11/2006 – 12/3/2008Dallas, TX
Signal Securities, Inc.
1/1/2004 – 9/17/2004Dallas, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Unemployed
    Sep 2016 – Oct 2017Carrollton, TX
  2. Marsh McLennan Agency
    Oct 2017 – no end date reportedDallas, TX
  3. MMA Securities
    Nov 2017 – no end date reportedDallas, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About MMA Securities LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Commissions
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Dallas, TX

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Judith Mechiel Lake has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Judith Mechiel Lake (MMA Securities) - Fees & Credentials