Julio Enrique Roque
Investment Adviser Representative at Synovus Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Julio Enrique Roque is an investment adviser representative with Synovus Securities, Inc. in Fort Lauderdale, FL, where they have been registered since 2023. They have worked in the securities industry since 2001 and have been registered with 4 firms, including Cetera Investment Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
5 states and territories
California, Florida, Georgia, New York, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Regions BANKNov 2016 – Aug 2019Coral Gables, FL
- Cetera Investment Services LLCFeb 2017 – Aug 2019St. Cloud, MN
- Synovus BANKAug 2019 – Dec 2022Weston, FL
- Synovus Securities Inc.Aug 2019 – Dec 2022Weston, FL
- Synovus Securities, Inc.Dec 2022 – no end date reportedFort Lauderdale, FL
- Synovus BANKDec 2022 – no end date reportedFort Lauderdale, FL
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Synovus Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- First $250,0001.50%
- Next $250,0001.25%
- Next $500,0001.00%
- Over $1,000,0000.75%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Complete services including cash management, asset management, income tax planning, estate planning, insurance assessment, education funding, and retirement income planning.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 174
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Columbus, GA
- Founded:
- 1988
- SEC file number:
- 801-19690
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of January 28, 2026
View full firm profileOther advisors at Synovus Securities, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Julio Enrique Roque has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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