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Justin A Rodriguez

Investment Adviser Representative at First Manhattan Co. LLC

New York, NYCRD #5793494Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Justin A. Rodriguez is an investment adviser representative with First Manhattan Co. LLC in New York, NY, where they have been registered since 2023. They have worked in the securities industry since 2014 and have been registered with 3 firms, including Goldman Sachs & Co. LLC and J.p. Morgan Institutional Investments Inc. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 52 (municipal securities representative). They are registered to provide investment advice in New York.

Office

399 Park Avenue
New York, NY 10022

Advisors at this office: 59

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
42 states and territories

Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Indiana, Kansas, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/22/2014
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 52
Municipal Securities Representative Examination
Passed 6/30/2017
Series 7
General Securities Representative Examination
Passed 9/29/2014

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

First Manhattan Securities LLCCurrent
10/10/2023 – New York, NY
First Manhattan Co. LLCCurrent
10/10/2023 – New York, NY
Goldman Sachs & Co. LLC
6/16/2017 – 9/28/2023New York, NY
J.p. Morgan Institutional Investments Inc.
9/29/2014 – 5/30/2017New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. J.p. Morgan Institutional Invesments Inc.
    Aug 2014 – May 2017New York, NY
  2. Goldman Sachs
    Jun 2017 – Sep 2023New York, NY
  3. First Manhattan
    Sep 2023 – no end date reportedNew York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About First Manhattan Co. LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Performance-based fees
Firm's annual rate schedule by assets
  • Active Equity (breakpoint) - <$3M1.20%
  • Active Equity (breakpoint) - $3M-$10M1.00%
  • Active Equity (breakpoint) - $10M-$20M0.90%
  • Active Equity (breakpoint) - $20M-$30M0.80%

+11 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and Institutions

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable Organizations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
65
Offices listed on AdvisorFinder:
2
Main office:
New York, NY
SEC file number:
801-12411

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

Other advisors at First Manhattan Co. LLC

Showing 12 of 65 in the directory

View First Manhattan Co. LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Justin A Rodriguez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Justin A Rodriguez (First Manhattan Securities)