Kara Barbara Cooke
Investment Adviser Representative at MARY & PIP
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kara Barbara Cooke is an investment adviser representative with MARY & PIP in New York, NY, where they have been registered since 2026. They have worked in the securities industry since 2021 and were previously registered with UBS Financial Services Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Registrations & licenses
- Investment adviser:
- New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- UBS Financial ServicesOct 2021 – Sep 2023Chicago, IL
- UBS Financial ServicesJun 2021 – Oct 2021Cincinnati, OH
- Cold Jet LLCJun 2020 – Sep 2020Cincinnati, OH
- Cold Jet LLCJun 2018 – Sep 2018Cincinnati, OH
- Cold Jet LLCJun 2017 – Sep 2017Cincinnati, OH
- Full Time EducationOct 2020 – Jun 2021Athens, GA
- Full Time EducationOct 2018 – Jun 2020Athens, GA
- Full Time EducationSep 2017 – Jun 2018Athens, GA
- Full Time StudentSep 2016 – Jun 2017Cincinnati, OH
- MARY & PIP Investments LLCMar 2026 – no end date reportedNew York, NY
- UBS Financial ServicesSep 2023 – Mar 2025New York, NY
- UBS Financial ServicesMar 2025 – Mar 2026New York, NY
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About MARY & PIP
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in New York, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kara Barbara Cooke has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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