Karen Marie Clerici
Investment Adviser Representative at Transamerica Retirement Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Karen Marie Clerici is an investment adviser representative with Transamerica Retirement Advisors, LLC in Asheville, NC, where they have been registered since 2018. They have worked in the securities industry since 1990 and have been registered with 3 firms, including Prospera Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in North Carolina.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
1 state or territory
North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Prospera Financial Services, Inc.Aug 2012 – Nov 2016Dallas, TX
- Transamerica Retirement SolutionsNov 2016 – no end date reportedAsheville, NC
- Transamerica Investors Securities CorporationNov 2016 – no end date reportedAsheville, NC
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Retirement Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $2,000,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement plans (including rollover IRAs, 401(k)s, and 403(b)s), life insurance (index universal life, term life, whole life, final expense), annuities (registered index-linked, variable, customer direct), investments (mutual funds, exchange-traded funds), and employee benefits (critical illness insurance, disability insurance, group universal life, hospital indemnity insurance, supplemental medical expense insurance).
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 309
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Cedar Rapids, IA
- SEC file number:
- 801-42910
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Karen Marie Clerici has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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