Kari J Smith
Investment Adviser Representative at THE Wealth Consulting Group
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kari J. Smith is an investment adviser representative with The Wealth Consulting Group in Des Moines, IA, where they have been registered since 2026. They have worked in the securities industry since 2020 and have been registered with 3 firms, including LW Advisors, L.L.C. and Princor Financial Services Corporation. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Iowa.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Iowa
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CUNNINGHAM WEALTH MANAGEMENT, L.L.C. dba LW Advisors, L.L.C.Jul 2015 – Oct 2021Des Moines, IA
- Livwel Insurance Solutions, LLCJul 2015 – Sep 2025Des Moines, IA
- Fresh I's ConsultingSep 2007 – Apr 2023Des Moines, IA
- WCG Wealth Advisors, LLCMay 2024 – Sep 2025Des Moines, IA
- Sisurx CorpApr 2023 – no end date reportedDes Moines, IA
- WCG Wealth Advisor, LLCFeb 2026 – no end date reportedDes Moines, IA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About THE Wealth Consulting Group
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 127
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Las Vegas, NV
- SEC file number:
- 801-80386
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at THE Wealth Consulting Group
Showing 12 of 127 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kari J Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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