AdFi
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Karl Augustus Wagner

Investment Adviser Representative at BIONDO INVESTMENT ADVISORS LLC

Milford, PACRD #2524153Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Karl Augustus Wagner has worked in the securities industry since 1995. They are registered to provide investment advisory services in New Jersey and Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
New JerseyPennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/7/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 7/15/1996
SIE
Securities Industry Essentials Examination
Passed 10/19/2017
Series 7
General Securities Representative Examination
Passed 10/4/1994
Series 24
General Securities Principal Examination
Passed 2/6/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Equity SMA Level 1 < $1M1.50%
Equity SMA Level 1 $1M-$5M1.00%
Equity SMA Level 1 $5M-$10M0.75%
Equity SMA Level 2 < $1M1.50%
Equity SMA Level 2 $1M-$5M1.00%
Equity SMA Level 2 $5M-$10M0.75%
Equity SMA Level 3 < $1M1.25%
Equity SMA Level 3 $1M-$5M0.75%
Equity SMA Level 3 $5M-$10M0.50%
ETF < $1M1.00%
ETF $1M-$5M0.75%
ETF $5M-$10M0.50%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Biondo Investment Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BIONDO INVESTMENT ADVISORS LLCCurrent
4/8/2014Milford, PA
BIONDO ASSET MANAGEMENT LLC
8/7/201310/19/2017Milford, PA
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
5/13/20088/12/2013Shelton, CT
AXA DISTRIBUTORS, LLC
4/10/20064/22/2008Charlotte, NC
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
12/11/19973/27/2006Wellesley Hills, MA
PUTNAM MUTUAL FUNDS CORP.
6/3/199612/1/1997Boston, MA
MUTUAL SERVICE CORPORATION
10/12/19947/28/1995Boston, MA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Karl Augustus Wagner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Karl Augustus Wagner - Financial Advisor in Milford, PA | AdvisorFinder