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Karl Richard Spurzem

Investment Adviser Representative at MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

Corte Madera, CACRD #1174726Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Karl Richard Spurzem has worked in the securities industry since 2014. They have passed the Series 63, 24, and 7 examinations. They are registered to provide investment advisory services in California and Colorado.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaColorado
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/25/1991
Series 7
General Securities Representative Examination
Passed 3/12/1991
Series 24
General Securities Principal Examination
Passed 6/8/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mountain Capital Investment Advisors Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MOUNTAIN CAPITAL INVESTMENT ADVISORS INCCurrent
7/5/2017Corte Madera, CA
POTOMAC RESEARCH GROUP
6/21/20106/14/2012Larkspur, CA
STANFORD GROUP COMPANY
6/24/20051/24/2006San Francisco, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Karl Richard Spurzem has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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