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Katherine Derengowski

Investment Adviser Representative at Florida Financial Advisors, LLC

Miami Lakes, FLCRD #7942495Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
2 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Katherine Derengowski is an investment adviser representative with Florida Financial Advisors, LLC in Miami Lakes, FL, where they have been registered since 2024, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 65 (investment adviser) and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida and Texas.

Office

15500 New Barn Road, Suite 2012
Miami Lakes, FL 33014

Advisors at this office: 46

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida, Texas
Broker:
2 states and territories

Florida, Michigan

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/29/2024
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/23/2025
SIE
Securities Industry Essentials Examination
Passed 10/21/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Florida Financial Advisors, LLCCurrent
6/24/2024 – Miami Lakes, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Florida Financial Advisors
    Jun 2024 – no end date reportedMiami, FL
  2. Hollister Co.
    May 2019 – Dec 2019Schaumburg, IL
  3. Illinois State University
    Aug 2018 – May 2023Normal, IL
  4. Buffalo Grove High School
    Aug 2014 – May 2018Buffalo Grove, IL
  5. Unemployed
    Jun 2023 – Jun 2024Pingree Grove, IL
  6. Trinity Wealth Securities, LLC
    Apr 2025 – no end date reportedMiami, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Florida Financial Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
848
Offices listed on AdvisorFinder:
11
Main office:
Tampa, FL
SEC file number:
801-127276

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 8, 2026

View full firm profile

Other advisors at Florida Financial Advisors, LLC

Showing 12 of 848 in the directory

View Florida Financial Advisors, LLC firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Katherine Derengowski has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Katherine Derengowski (Florida Financial Advisors)