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Katherine Rose Kelliher

Investment Adviser Representative at EAGLECLAW CAPITAL MANAGEMENT LLC

Boston, MACRD #4146307Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Katherine Rose Kelliher has worked in the securities industry since 2001. They have passed the Series 65, 63, 24, 7, 6, and 3 examinations. They are registered to provide investment advisory services in California and Massachusetts.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaMassachusetts
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/25/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 5/29/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 8/6/2015
Series 7
General Securities Representative Examination
Passed 11/14/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/19/2000
Series 24
General Securities Principal Examination
Passed 8/23/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
Up to $2,000,0001.25%
$2,000,000 - $5,000,0001.00%
$5,000,000 - $10,000,0000.75%
$10,000,000 and above0.50%
Account minimum: $350,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Eagleclaw Capital Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EAGLECLAW CAPITAL MANAGEMENT LLCCurrent
12/6/2018Boston, MA
MOORS & CABOT, INCCurrent
4/18/2016Boston, MA
GYROSCOPE CAPITAL MANAGEMENT GROUP LLC
3/15/20161/8/2020Boston, MA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at EAGLECLAW CAPITAL MANAGEMENT LLC

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View EAGLECLAW CAPITAL MANAGEMENT LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Katherine Rose Kelliher has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Katherine Rose Kelliher - Financial Advisor in Boston, MA | AdvisorFinder