Katherine Spines
Investment Adviser Representative at Advisors Capital Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Katherine Spines is an investment adviser representative with Advisors Capital Management, LLC in Boulder, CO, where they have been registered since 2025. They have worked in the securities industry since 1999 and were previously registered with HCM Investors Inc. They are registered to provide investment advice in Colorado.
Registrations & licenses
- Investment adviser:
- Colorado
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- HCM Investors, IncMay 1996 – no end date reportedLouisville, CO
- HCM Investors, IncMay 1996 – no end date reportedLouisville, CO
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Advisors Capital Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning and wealth management, including custom portfolio strategies, intergenerational planning, a Family Balance Sheet integrated with the Financial Balance Sheet, and a complimentary no-obligation Second Opinion Survey (S.O.S.) portfolio evaluating service.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 60
- Offices listed on AdvisorFinder:
- 16
- Main office:
- Ridgewood, NJ
- SEC file number:
- 801-62058
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 8, 2026
View full firm profileOther advisors at Advisors Capital Management, LLC
Showing 12 of 60 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Katherine Spines has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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