Kathleen Elizabeth Kempson
Investment Adviser Representative at Kestra Advisory Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kathleen Elizabeth Kempson is an investment adviser representative with Kestra Advisory Services, LLC in Plymouth, MN, where they have been registered since 2025. They have worked in the securities industry since 2024. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Minnesota
- Broker:
1 state or territory
Minnesota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Kestra Investment Services LLCApr 2022 – no end date reportedMinneapolis, MN
- UW MadisonAug 2022 – Dec 2022Madison, WI
- WealthspireJun 2022 – Jul 2022Delafield, WI
- WEA Member BenefitsFeb 2021 – May 2022Madison, WI
- UW MadisonAug 2020 – Jan 2021Madison, WI
- MenardsJun 2020 – Jul 2020Pewaukee, WI
- UW MadisonApr 2020 – May 2020Madison, WI
- University of Wisconsin ServicesJan 2020 – Mar 2020Madison, WI
- UW MadisonSep 2019 – Dec 2019Madison, WI
- Pink MochaFeb 2018 – Aug 2019Hartland, WI
- Arrowhead High SchoolSep 2015 – Feb 2018Hartland, WI
- UnemployedJan 2023 – Mar 2023Sussex, WI
- Kestra Advisory Services LLCMar 2025 – no end date reportedMinneapolis, MN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Kestra Advisory Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.025
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,427
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Austin, TX
- SEC file number:
- 801-56126
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 22, 2026
View full firm profileOther advisors at Kestra Advisory Services, LLC
Showing 12 of 1,427 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kathleen Elizabeth Kempson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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