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Kathleen Marie Governale

Investment Adviser Representative at LESLIE GLOBAL WEALTH, LLC

Itasca, ILCRD #5281805Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kathleen Marie Governale has worked in the securities industry since 2007. They are registered to provide investment advisory services in Florida and Illinois.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaIllinois
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/14/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/19/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Under $5,000,0002.50%
Over $5,000,0001.00%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Leslie Global Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LESLIE GLOBAL WEALTH, LLCCurrent
7/18/2022Itasca, IL
LPL FINANCIAL LLCCurrent
6/16/2022Aurora, IL
STRATEGIC FINANCIAL ADVISORY SERVICES
1/12/202112/21/2022Itasca, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at LESLIE GLOBAL WEALTH, LLC

2 other advisors in the directory

View LESLIE GLOBAL WEALTH, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kathleen Marie Governale has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kathleen Marie Governale - Financial Advisor in Itasca, IL | AdvisorFinder