Kawii E Jayjay
Investment Adviser Representative at Empower Advisory Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kawii E. Jayjay is an investment adviser representative with Empower Advisory Group, LLC in Concord, NC, where they have been registered since 2025. They have worked in the securities industry since 2017 and have been registered with 6 firms, including Vanguard Marketing Corporation and First Citizens Investor Services, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
45 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Advisors LLCSep 2015 – Nov 2016Gastonia, NC
- Wells Fargo BANK NASep 2015 – Apr 2017Gastonia, NC
- Wells Fargo Clearing Services, LLCNov 2016 – Apr 2017Gastonia, NC
- Wells Fargo Clearing Services LLCApr 2017 – Aug 2017Charlotte, NC
- Self EmployedSep 2017 – Oct 2017Charlotte, NC
- First Citizens BankApr 2019 – Jul 2021Charlotte, NC
- First Citizens Investor ServicesApr 2019 – Jul 2021Raleigh, NC
- LPL FinancialOct 2017 – Aug 2018Fort Mill, SC
- BOA/Merrill LynchJul 2018 – Nov 2018Charlotte, NC
- Self EmployedNov 2018 – Apr 2019Charlotte, NC
- The Vanguard Group, Inc.Aug 2021 – Feb 2023Charlotte, NC
- Empower Financial Services, IncMay 2024 – no end date reportedGreenwood Village, CO
- Out of investment work forceFeb 2023 – May 2024Concord, NC
- Empower Advisory Group, LLCNov 2025 – no end date reportedGreenwood Village, CO
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Empower Advisory Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,855
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Greenwood Village, CO
- SEC file number:
- 801-58105
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 9, 2026
View full firm profileOther advisors at Empower Advisory Group, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kawii E Jayjay has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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