AdFi
KW

Keanelyn Waldriff

Investment Adviser Representative at Empower Advisory Group, LLC

Arizona City, AZCRD #7112427Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Keanelyn Waldriff is an investment adviser representative with Empower Advisory Group, LLC in Arizona City, AZ, where they have been registered since 2025. They have worked in the securities industry since 2022 and have been registered with 3 firms, including LPL Financial LLC and Vanguard Marketing Corporation. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arizona
Broker:
45 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/29/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 12/30/2021
Series 99
Operations Professional Examination
Passed 2/21/2025
Series 7
General Securities Representative Examination
Passed 12/20/2021
SIE
Securities Industry Essentials Examination
Passed 11/12/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Empower Advisory Group, LLCCurrent
11/6/2025 – Arizona City, AZ
Empower Financial Services, Inc.Current
7/9/2025 – Arizona City, AZ
LPL Financial LLC
2/21/2025 – 6/20/2025Tempe, AZ
Vanguard Marketing Corporation
12/20/2021 – 9/4/2024Scottsdale, AZ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. The Vanguard Group, Inc.
    Oct 2021 – Aug 2024Scottsdale, AZ
  2. Unemployed
    Aug 2019 – Oct 2021Prescott Valley, AZ
  3. Edward Jones
    Jun 2019 – Aug 2019Prescott Valley, AZ
  4. Unemployed
    Aug 2016 – Jul 2017Fairfield, CA
  5. Unemployed
    Jul 2017 – Jun 2019Prescott Valley, AZ
  6. Embry-Riddle Aeronautical University
    May 2017 – May 2020Prescott, AZ
  7. Cubbi LLC
    Sep 2023 – no end date reportedArizona City, AZ
  8. LPL Financial LLC
    Jan 2025 – Jun 2025Tempe, AZ
  9. Empower Financial Services, Inc
    Jun 2025 – no end date reportedGreenwood Village, CO
  10. Empower Advisory Group, LLC
    Oct 2025 – no end date reportedGreenwood Village, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Empower Advisory Group, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,855
Offices listed on AdvisorFinder:
5
Main office:
Greenwood Village, CO
SEC file number:
801-58105

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 9, 2026

View full firm profile

Other advisors at Empower Advisory Group, LLC

Showing 12 of 1,855 in the directory

View Empower Advisory Group, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Keanelyn Waldriff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Keanelyn Waldriff (Empower Advisory Group) - Advisor Profile