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Keith Louis Sprauer

Investment Adviser Representative at Kintra Wealth, LLC

Warren, NJCRD #1701965Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Keith Louis Sprauer is an investment adviser representative with Kintra Wealth, LLC in Warren, NJ, where they have been registered since 2026. They have worked in the securities industry since 2014 and have been registered with 3 firms, including Commonwealth Financial Network and Fisher Investments. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Pennsylvania.

Office

28 Mountain Blvd
Warren, NJ 07059

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Pennsylvania

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/17/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 3/14/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/7/2018
Series 3
National Commodity Futures Examination
Passed 12/19/1997
Series 53
Municipal Securities Principal Examination
Passed 5/28/1998

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Kintra Wealth, LLCCurrent
4/21/2026 – Warren, NJ
Commonwealth Financial Network
9/23/2025 – 4/16/2026Warren, NJ
Commonwealth Financial Network
11/9/2021 – 8/20/2025Lewisville, TX
Fisher Investments
5/27/2021 – 6/30/2021Plano, TX
Commonwealth Financial Network
9/21/2018 – 5/19/2021Bridgewater, NJ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. The Bank of New York Mellon
    Mar 2000 – Jun 2018New York, NY
  2. Commonwealth Financial Network
    Jul 2018 – May 2021Waltham, MA
  3. Tupler Financial, Inc.
    Jul 2018 – May 2021Bridgewater, NJ
  4. Fisher Investments
    May 2021 – Jun 2021Plano, TX
  5. Global Wealth Advisors
    Oct 2021 – Aug 2025Lewisville, TX
  6. Unemployed
    Jun 2021 – Oct 2021Rockwall, TX
  7. Warren Wealth Associates
    Aug 2025 – Apr 2026Warren, NJ
  8. Commonwealth Financial Network
    Aug 2025 – Apr 2026Waltham, MA
  9. Kintra Wealth, LLC
    Apr 2026 – no end date reportedWarren, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Kintra Wealth, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.015
Firm's annual rate schedule by assets
  • First $500,0001.50%
  • Next $500,0001.25%
  • Next $1,000,0001.00%
  • Next $3,000,0000.95%

+1 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial planning, responsible investing, risk assessment, insurance solutions, retirement planning, asset management, long-term planning, and business planning.

Financial PlanningTax PlanningInsuranceCharitable GivingBusiness Planning
Firm areas of expertise
Wealth ManagementFinancial PlanningAsset ManagementRetirement PlanningRisk AssessmentInsurance SolutionsBusiness PlanningEstate PlanningTax PlanningSocially Responsible InvestingCharitable Giving

Client types the firm serves

IndividualsHigh Net Worth

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
43
Offices listed on AdvisorFinder:
1
Main office:
Williamsport, PA
SEC file number:
801-114485

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 20, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Keith Louis Sprauer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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