Keith Patrick Walle
Investment Adviser Representative at Sikich Financial
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Keith Patrick Walle is an investment adviser representative with Sikich Financial in Springfield, IL, where they have been registered since 2013. They have worked in the securities industry since 2013 and were previously registered with Triad Advisors LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois, Indiana, and Missouri.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois, Indiana, Missouri
- Broker:
24 states and territories
Arizona, Arkansas, California, Colorado, Florida, Illinois, Indiana, Iowa, Kansas, Louisiana, Maryland, Michigan, Minnesota, Missouri, New Jersey, North Carolina, Ohio, South Carolina, South Dakota, Tennessee, Texas, Utah, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Sikich FinancialSep 2013 – no end date reportedSpringfield, IL
- Triad Advisors, Inc.Jun 2011 – Aug 2024Norcross, GA
- Sikich LLPMay 2023 – May 2024Springfield, IL
- Sikich LLCMay 2024 – no end date reportedSpringfield, IL
- Osaic Wealth, Inc.Aug 2024 – no end date reportedSpringfield, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Sikich Financial
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $250,000 (waivable)
- Estimated blended rate
- 0.0125
- Schwab/Advisor Managed Portfolios - First $1,000,0001.25%
- Schwab/Advisor Managed Portfolios - Next $1,000,0000.90%
- Schwab/Advisor Managed Portfolios - Next $3,000,0000.70%
- Schwab/Advisor Managed Portfolios - Next $5,000,0000.60%
+9 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Sikich advisors develop customized wealth investment strategies centered around financial planning and asset management, including retirement projections, estate strategies, and tax planning.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 20
- Offices listed on AdvisorFinder:
- 9
- Main office:
- Springfield, IL
- SEC file number:
- 801-110142
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 27, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Keith Patrick Walle has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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