Kelley Elizabeth McSparren
Investment Adviser Representative at Citizens Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kelley Elizabeth Mcsparren is an investment adviser representative with Citizens Securities, Inc. in Johnston, RI, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Fidelity Brokerage Services LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in 26 states.
Office
Advisors at this office: 45
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Iowa, Maine, Maryland, Michigan, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, Virginia, Washington, Wisconsin
- Broker:
30 states and territories
Arizona, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Iowa, Maine, Maryland, Massachusetts, Michigan, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Tennessee, Texas, Vermont, Virginia, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Scandanavian SUN Tanning SalonJun 2015 – Apr 2018Middletown, RI
- AAA NortheastOct 2020 – Jan 2024Providence, RI
- Brahmin Leather Works IncOct 2018 – Oct 2018Newport, RI
- Hotel VikingNov 2018 – Dec 2018Newport, RI
- Fidelity InvestmentsFeb 2024 – Jan 2025Smithfield, RI
- DSW Designer SHOE WarehouseMar 2018 – May 2018Newport, RI
- Luminous EnergyOct 2018 – Nov 2018Providence, RI
- T.j. MAXX AND HomegoodsAug 2020 – Oct 2020Newport, RI
- Sunglass HUTOct 2017 – Feb 2018Braintree, MA
- Fashion Accessories First - F.a.fDec 2018 – Jul 2020Greenville, RI
- Newport Classic CruisesJun 2018 – Nov 2020Newport, RI
- Citizens Securities, Inc.Mar 2025 – no end date reportedJohnston, RI
- Venning AdvisorsFeb 2025 – Mar 2025Warwick, RI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Citizens Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $2,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 772
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Johnston, RI
- SEC file number:
- 801-61902
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at Citizens Securities, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kelley Elizabeth McSparren has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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