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Kendra Gray

Investment Adviser Representative at Hightower Advisors, LLC

Charlotte, NCCRD #4388082Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
11

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kendra Gray is an investment adviser representative with Hightower Advisors, LLC in Charlotte, NC, where they have been registered since 2025. They have worked in the securities industry since 2001 and have been registered with 4 firms, including Hornor, Townsend & KENT, LLC and LPL Financial LLC. They have passed 11 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in North Carolina.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
North Carolina
Broker:
1 state or territory

North Carolina

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/30/2011
Series 63
Uniform Securities Agent State Law Examination
Passed 1/15/2002
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/14/2002
Series 11
Assistant Representative-Order Processing Qualification Exam
Passed 5/7/2001
Series 4
Registered Options Principal Examination
Passed 3/15/2017
Series 53
Municipal Securities Principal Examination
Passed 4/6/2011
Series 27
Financial and Operations Principal Examination
Passed 3/28/2008
Series 24
General Securities Principal Examination
Passed 9/16/2002

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Hightower Securities, LLCCurrent
3/17/2025 – Charlotte, NC
Hightower Advisors, LLCCurrent
3/17/2025 – Charlotte, NC
Hornor, Townsend & KENT, LLC
1/23/2024 – 9/6/2024Horsham, PA
LPL Financial LLC
11/12/2014 – 1/26/2024Fort Mill, SC
FMSI Advisers
9/7/2011 – 11/6/2014Bloomington, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LPL Financial LLC
    Nov 2014 – Jan 2024Fort Mill, SC
  2. Hornor, Townsend and Kent, LLC
    Jan 2024 – Sep 2024Horsham, PA
  3. Unemployed
    Sep 2024 – Mar 2025Peoria, IL
  4. Hightower Advisors, LLC
    Mar 2025 – no end date reportedChicago, IL
  5. Hightower Securities
    Sep 2025 – no end date reportedChicago, IL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Hightower Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial advising and investment management, including personalized investment planning, balance sheet and income statement management, business planning, tax, estate planning, risk management, legacy planning, and trust services.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Fiduciary AdviceInvestment ManagementFinancial PlanningEstate PlanningTax PlanningRisk ManagementLegacy PlanningTrust ServicesWealth Management

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,050
Offices listed on AdvisorFinder:
132
Main office:
Chicago, IL
SEC file number:
801-69625

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 3, 2026

View full firm profile

Other advisors at Hightower Advisors, LLC

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kendra Gray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Kendra Gray (Hightower Securities) - Fees & Credentials