Kenneth Alan Cooper
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kenneth Alan Cooper is an investment adviser representative with LPL Financial LLC in Towson, MD, where they have been registered since 2021. They have worked in the securities industry since 1977 and have been registered with 4 firms, including MML Investors Services, LLC and MSI Financial Services, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Maryland.
Registrations & licenses
- Investment adviser:
- Maryland
- Broker:
5 states and territories
Delaware, Florida, Maryland, Massachusetts, Pennsylvania
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Metropolitan LIFE Insurance CompanyJul 1981 – Dec 2021Towson, MD
- Metlife Securities Inc.Feb 1987 – Dec 2021Towson, MD
- Massachusetts Mutual Life Insurance CompanyJul 2016 – Dec 2021Hunt Valley, MD
- MML Investors Services, LLCMar 2017 – Oct 2021Hunt Valley, MD
- LPL Financial, LLCDec 2021 – no end date reportedTowson, MD
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Alan Cooper has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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