Kenneth David Dow
Investment Adviser Representative at UMB Financial Services, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kenneth David Dow is an investment adviser representative with UMB Financial Services, Inc. in St. Louis, MO, where they have been registered since 2017. They have worked in the securities industry since 1998 and have been registered with 3 firms, including Wells Fargo Clearing Services, LLC and Wells Fargo Investments, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Missouri.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Missouri
- Broker:
1 state or territory
Missouri
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo BANK, N.A.Apr 2008 – Aug 2017Dallas, TX
- Wells Fargo Advisors LLCJan 2011 – Nov 2016Dallas, TX
- Wells Fargo Clearing Services, LLCNov 2016 – Aug 2017Dallas, TX
- UMB BankAug 2017 – no end date reportedSt Louis, MO
- UMB Financial Services IncOct 2017 – no end date reportedSt Louis, MO
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About UMB Financial Services, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Self-directed investing (stocks, bonds, options, ETFs, mutual funds, brokered CDs) with no minimum; and investing with a financial professional offering personalized investment strategies, ongoing account monitoring and rebalancing via UMB Managed Account Solutions, and access to additional products including unit investment trusts, variable annuities and managed accounts, with a $50,000 minimum.
Client types the firm serves
Firm assets under management
Under $100M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 41
- Offices listed on AdvisorFinder:
- 15
- Main office:
- Kansas City, MO
- SEC file number:
- 801-62967
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 3, 2026
View full firm profileOther advisors at UMB Financial Services, Inc.
Showing 12 of 41 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth David Dow has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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