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Kenneth Eugene Plummer

Investment Adviser Representative at Gradient Advisors, LLC

Chester Spring, PACRD #1979140Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kenneth Eugene Plummer is an investment adviser representative with Gradient Advisors, LLC in Chester Spring, PA, where they have been registered since 2020. They have worked in the securities industry since 2007 and have been registered with 5 firms, including Virtue Capital Management, LLC and Brookstone Capital Management LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Pennsylvania.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Pennsylvania

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/2/2009
Series 65
Uniform Investment Adviser Law Examination
Passed 1/8/2009
Series 7
General Securities Representative Examination
Passed 12/5/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/21/1989

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Gradient Advisors, LLCCurrent
7/17/2020 – Chester Spring, PA
Virtue Capital Management, LLC
1/4/2016 – 5/19/2020Chester Springs, PA
Brookstone Capital Management LLC
2/13/2009 – 12/31/2015Chester Springs, PA
United Advisors Corporation
7/17/2014 – 8/19/2014Prosper, TX
Intersecurities, Inc.
7/2/2002 – 12/31/2003Chester Springs, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. THE Eagle ONE Group, Inc.
    Feb 2006 – no end date reportedChester Springs, PA
  2. Alliance America Corporation
    Jun 2014 – no end date reportedSarasota, FL
  3. Virtue Capital Management, LLC
    Jan 2015 – Jul 2020Nashville, TN
  4. Gradient Advisors
    Jul 2020 – no end date reportedArden Hills, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Gradient Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
181
Offices listed on AdvisorFinder:
26
Main office:
Arden Hills, MN
SEC file number:
801-71000

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

Other advisors at Gradient Advisors, LLC

Showing 12 of 181 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Eugene Plummer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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