Kenneth Richard Garber
Investment Adviser Representative at FUND DIRECT ADVISORS INC.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kenneth Richard Garber has worked in the securities industry since 1998. They have passed the Series 65, 63, and 6 examinations. They are registered to provide investment advisory services in North Carolina.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| Retirement Plan - Up to $1M | 0.40% |
| Retirement Plan - $1M to $5M | 0.30% |
| Retirement Plan - $5M to $10M | 0.20% |
| Retirement Plan - $10M to $25M | 0.15% |
| Retirement Plan - $25M+ | 0.10% |
| Individual Wealth - Up to $500K | 1.50% |
| Individual Wealth - $500K to $1M | 1.20% |
| Individual Wealth - $1M to $5M | 1.00% |
| Individual Wealth - $5M to $10M | 0.85% |
| Individual Wealth - $10M+ | 0.70% |
FUND Direct Advisors Inc. Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Other advisors at FUND DIRECT ADVISORS INC.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Richard Garber has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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