FUND DIRECT ADVISORS INC.
SEC RegisteredPlan for Retirement. Secure the future.
About the firm
Fund Direct Advisors, Inc. (FDA) is a family-owned company in the heart of North Carolina, registered as an investment adviser with the Securities and Exchange Commission (SEC# 801-77794). Since 1999, the firm has been working with companies and individuals to help them with their retirement decisions, offering corporate retirement plan consulting and wealth management services as a fee-only registered investment advisor.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Corporate retirement plan consulting including plan investment selection and participant education; wealth management services including financial planning, estate planning, investment management, tax planning, and fiduciary advisory services for employer-sponsored plans.
Who they serve
Corporate plan sponsors (large and small businesses) and individuals seeking retirement planning and wealth management guidance.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 65 | $25M |
| High Net Worth Individuals | 25 | $33M |
| Charitable Organizations | 65 | $510M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
4 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Retirement Plan - Up to $1M | 0.40% |
| Retirement Plan - $1M to $5M | 0.30% |
| Retirement Plan - $5M to $10M | 0.20% |
| Retirement Plan - $10M to $25M | 0.15% |
| Retirement Plan - $25M+ | 0.10% |
| Individual Wealth - Up to $500K | 1.50% |
| Individual Wealth - $500K to $1M | 1.20% |
| Individual Wealth - $1M to $5M | 1.00% |
| Individual Wealth - $5M to $10M | 0.85% |
| Individual Wealth - $10M+ | 0.70% |
Data as of March 5, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FUND DIRECT ADVISORS INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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