Kenneth Robert Mahoney
Investment Adviser Representative at NFSG Corporation
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kenneth Robert Mahoney is an investment adviser representative with NFSG Corporation in Winter Garden, FL, where they have been registered since 2019. They have worked in the securities industry since 1989 and have been registered with 3 firms, including Strategy Asset Managers L.L.C. and Holly Street Wealth Advisors. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California, Florida, Louisiana, New Jersey, and Texas.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Florida, Louisiana, New Jersey, Texas
- Broker:
26 states and territories
Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Indiana, Kentucky, Louisiana, Maryland, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, Texas, Vermont, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Aurora Capital LLCJan 2006 – Jul 2019New York, NY
- Holly Street Wealth AdvisorsFeb 2019 – Jul 2019Chestnut Ridge, NY
- Newbridge Securities CorporationApr 2019 – no end date reportedChestnut Ridge, NY
- Newbridge Financial Services GroupApr 2019 – no end date reportedBoca Raton, FL
- Strategy Asset Managers L.L.CMay 2019 – Jul 2019Woodcliff Lake, NJ
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About NFSG Corporation
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $25,000 (waivable)
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 76
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Boca Raton, FL
- SEC file number:
- 801-68448
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 2, 2026
View full firm profileOther advisors at NFSG Corporation
Showing 12 of 76 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Robert Mahoney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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