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Kenneth Wayne Miller

Investment Adviser Representative at EXODUS WEALTH, LLC

Concord, NCCRD #1636304Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
1 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/22/1997
Series 63
Uniform Securities Agent State Law Examination
Passed 3/10/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/9/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $500,0002.00%
$500,001 to $750,0001.50%
$750,001 to $1,000,0001.35%
$1,000,000+1.20%
Source

Exodus Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EXODUS WEALTH, LLCCurrent
2/25/2026Concord, NC
INTEGRATED FINANCIAL STRATEGIES, LLC
11/19/20157/31/2026Concord, NC
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
10/5/201211/19/2015Concord, NC
WOODBURY FINANCIAL SERVICES, INC.
1/11/200710/9/2012China Grove, NC
AXA ADVISORS, LLC
6/1/20051/19/2007China Grove, NC
MONY SECURITIES CORPORATION
12/31/20016/1/2005Charlotte, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kenneth Wayne Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Kenneth Wayne Miller - Financial Advisor in Concord, NC | AdvisorFinder