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William Mark Thomson

Investment Adviser Representative at EXODUS WEALTH, LLC

Pompton Plains, NJCRD #1287184Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
13 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
FloridaMarylandMassachusettsMichiganNew JerseyNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasVermontVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/8/2010
Series 63
Uniform Securities Agent State Law Examination
Passed 4/16/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/19/1995
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/17/1984
Series 24
General Securities Principal Examination
Passed 10/16/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $500,0002.00%
$500,001 to $750,0001.50%
$750,001 to $1,000,0001.35%
$1,000,000+1.20%
Source

Exodus Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EXODUS WEALTH, LLCCurrent
1/6/2020Pompton Plains, NJ
PROSPERITY WEALTH MANAGEMENT, INC.
10/3/201812/31/2019Pompton Plains, NJ
PROSPERITY FINANCIAL GROUP, INC.
9/20/20189/27/2018Pompton Plains, NJ
TFS ADVISORY SERVICES
9/9/201011/23/2016Pompton Plains, NJ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Mark Thomson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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