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Kerry Frances Rothemich

Investment Adviser Representative at TIMECAPITAL INVESTOR ADVISORY SERVICES INC

Smithown, NYCRD #6990909Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kerry Frances Rothemich has worked in the securities industry since 2018. They have passed the Series 65, 63, and 7 examinations. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/27/2023
Series 63
Uniform Securities Agent State Law Examination
Passed 11/13/2018
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/29/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.03
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Timecapital Investor Advisory Services Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TIMECAPITAL INVESTOR ADVISORY SERVICES INCCurrent
11/3/2023 – Smithown, NY
TIMECAPITAL SECURITIES CORPORATIONCurrent
8/29/2018 – Smithtown, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at TIMECAPITAL INVESTOR ADVISORY SERVICES INC

3 other advisors in the directory

View TIMECAPITAL INVESTOR ADVISORY SERVICES INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kerry Frances Rothemich has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Kerry Frances Rothemich - Financial Advisor in Smithown, NY | AdvisorFinder