AdFi
KB

Kevin Bartel

Investment Adviser Representative at STRATEGIC BLUEPRINT, LLC

Novato, CACRD #5691133Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
20 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
ArizonaCaliforniaColoradoConnecticutFloridaHawaiiIllinoisKansasMichiganMississippiMissouriNevadaNew YorkNorth CarolinaOregonTennesseeTexasUtahVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/1/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/21/2012
Series 56
Proprietary Trader Qualification Examination
Passed 10/13/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (Wrap)2.25%
Next $250,000 to $500,000 (Wrap)2.15%
Next $500,000 to $1,000,000 (Wrap)2.00%
Next $1,000,000 to $2,000,000 (Wrap)1.75%
Next $2,000,000 to $5,000,000 (Wrap)1.50%
Above $5,000,000 (Wrap)1.25%
First $250,000 (Non-Inclusive)2.15%
Next $250,000 to $500,000 (Non-Inclusive)2.05%
Next $500,000 to $1,000,000 (Non-Inclusive)1.90%
Next $1,000,000 to $2,000,000 (Non-Inclusive)1.65%
Next $2,000,000 to $5,000,000 (Non-Inclusive)1.40%
Above $5,000,000 (Non-Inclusive)1.15%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

STRATEGIC Blueprint, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE STRATEGIC FINANCIAL ALLIANCE, INC.Current
3/6/2014NOVATO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
7/20/20123/3/2014SAN FRANCISCO, CA
T3 TRADING GROUP, LLC
3/28/20116/15/2012NEW YORK, NY

Official records & sources

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin Bartel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kevin Bartel - Financial Advisor in Novato, CA | AdvisorFinder