Kevin Edmond Roche Jr
Investment Adviser Representative at Lifemark Securities Corp.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kevin Edmond Roche Jr. is an investment adviser representative with Lifemark Securities Corp. in Hibbing, MN, where they have been registered since 2019. They have worked in the securities industry since 2005 and were previously registered with Transamerica Financial Advisors, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota.
Registrations & licenses
- Investment adviser:
- Minnesota
- Broker:
2 states and territories
Minnesota, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Tollefson's Retail GroupJun 2009 – May 2026Eveleth, MN
- Foresters Equity Services, IncJan 2013 – Oct 2018Hibbing, MN
- Lifemark Securities Corp.Oct 2018 – no end date reportedRochester, NY
- Bridge Financial Services GroupMar 2011 – no end date reportedHibbing, MN
- Roche Financial Education AND Strategies Inc.Mar 2011 – no end date reportedHibbing, MN
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Lifemark Securities Corp.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 78
- Offices listed on AdvisorFinder:
- 21
- Main office:
- Rochester, NY
- SEC file number:
- 801-68438
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 9, 2026
View full firm profileOther advisors at Lifemark Securities Corp.
Showing 12 of 78 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin Edmond Roche Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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