Kevin James Floyd
Investment Adviser Representative at Pomona Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kevin James Floyd is an investment adviser representative in Richland, WA, currently registered with NFWM, SK Advisor Network, LLC, and Pomona Wealth Management, LLC. They have worked in the securities industry since 2015 and have been registered with 5 firms, including HFG Advisors, Inc. and Petersen Hastings Investment Management Inc. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Texas and Washington.
Registrations & licenses
- Investment adviser:
- Texas, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Petersen Hastings Investment ManagementJul 2010 – Jan 2017Kennewick, WA
- Northwest Farm Credit ServiceFeb 2017 – Mar 2020Pasco, WA
- HFG TrustApr 2020 – Jan 2024Kennewick, WA
- Prime Wealth ManagementJun 2021 – Jan 2024Kennewick, WA
- SK Advisor NetworkJan 2024 – no end date reportedPlano, TX
- Pomona Wealth ManagementJan 2024 – no end date reportedRichland, WA
- NFWMApr 2024 – no end date reportedPlano, TX
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Pomona Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Richland, WA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin James Floyd has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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