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Kevin John Leahy

Investment Adviser Representative at HEROLD ADVISORS, INC.

New York, NYCRD #1876741Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kevin John Leahy has worked in the securities industry since 1990. They have passed the Series 65, 63, 27, 24, and 7 examinations. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/13/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 11/23/1988
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/17/1988
Series 24
General Securities Principal Examination
Passed 11/14/1997
Series 27
Financial and Operations Principal Examination
Passed 2/21/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

Herold Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HEROLD ADVISORS, INC.Current
10/11/2021New York, NY
HEROLD & LANTERN INVESTMENTS, INC.Current
11/2/2020Oceanport, NJ
BERNARD HEROLD & CO., INC.
6/21/201311/5/2020New York, NY
PERSHING LLC
9/22/19886/21/2011Jersey City, NJ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HEROLD ADVISORS, INC.

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View HEROLD ADVISORS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin John Leahy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Kevin John Leahy - Financial Advisor in New York, NY | AdvisorFinder