HEROLD ADVISORS, INC.
SEC RegisteredOUR FOUR PILLARS OF CLIENT SERVICE: DEDICATION | ACCOUNTABILITY | PROACTIVITY | RESPONSIBILITY
About the firm
Herold & Lantern Investments, Inc. is a family-owned wealth management boutique with a national presence, created through the merger of Bernard Herold & Co. and Lantern Investments. The firm serves individual and broker-dealer clients, educating and guiding them to achieve their financial goals through risk management, capital growth, and wealth preservation, with particular expertise in bond investing.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Brokerage services, bond investing (municipal, corporate, government, mortgage-backed securities, and brokered CDs), wealth advisory, fee-based asset management, financial planning, retirement and college savings, insurance solutions, tri-party clearing arrangements, fixed income sales and trading, and investment banking
Who they serve
Individual investors, high net worth individuals and families, institutional investors, and broker-dealer clients
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 439 | $138M |
| High Net Worth Individuals | 118 | $374M |
| Charitable Organizations | 4 | $19M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
13 advisors in the directory
Regulatory & compliance
Data as of April 7, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HEROLD ADVISORS, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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