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Kevin Karon Hampton

Investment Adviser Representative at Prospera Financial Services, Inc.

St. Louis, MOCRD #7339499Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kevin Karon Hampton is an investment adviser representative with Prospera Financial Services, Inc. in St. Louis, MO, where they have been registered since 2025. They have worked in the securities industry since 2021 and were previously registered with Wells Fargo Clearing Services, LLC. They have passed 10 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Missouri.

Office

11301 Olive Blvd
St. Louis, MO 63141

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Missouri
Broker:
1 state or territory

Missouri

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/2/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 4/30/2021
Series 52
Municipal Securities Representative Examination
Passed 4/18/2026
Series 7
General Securities Representative Examination
Passed 4/16/2021
SIE
Securities Industry Essentials Examination
Passed 3/12/2021
Series 53
Municipal Securities Principal Examination
Passed 5/11/2026
Series 4
Registered Options Principal Examination
Passed 2/21/2026
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/31/2026
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/6/2026
Series 24
General Securities Principal Examination
Passed 12/13/2025

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Prospera Financial Services, Inc.Current
8/5/2025 – St. Louis, MO
Wells Fargo Clearing Services, LLC
7/16/2021 – 8/17/2022St. Louis, MO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Wells Fargo Clearing Services, LLC
    Feb 2021 – Aug 2022St. Louis, MO
  2. US TECH Solutions
    Feb 2021 – Jun 2021Jersey City, NJ
  3. Lux Living
    Dec 2020 – Feb 2021St Louis, MO
  4. Amazon
    Oct 2020 – Nov 2020St Charles, MO
  5. REI Nation
    Oct 2019 – Oct 2020St Louis, MO
  6. Client Services
    Aug 2019 – Sep 2019St Charles, MO
  7. Paramount Executives
    Jun 2019 – Jul 2019Orlando, FL
  8. Visions Community Services
    May 2018 – May 2019Virginia Beach, VA
  9. Holiday Inn
    May 2017 – May 2018fenton, MO
  10. Subway
    Dec 2016 – Apr 2017St Peters, MO
  11. Unemployed
    Aug 2016 – Nov 2016St Louis, MO
  12. Cutter and Company Brokerage Inc
    Aug 2022 – May 2025Ballwin, MO
  13. Saleeby and Associates
    Aug 2022 – no end date reportedCreve Coeur, MO
  14. Prospera Financial Services, Inc.
    May 2025 – no end date reportedSt. Louis, MO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Prospera Financial Services, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee
  • Performance-based fees
  • Other
Estimated blended rate
0.0215

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
264
Offices listed on AdvisorFinder:
26
Main office:
Dallas, TX
SEC file number:
801-65845

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin Karon Hampton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Kevin Karon Hampton (Prospera Financial Services)