AdFi
KP

Kevin P Ryan

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Bettendorf, IACRD #5362168Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
41 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 41 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMarylandMassachusettsMichiganMinnesotaMissouriMontanaNebraskaNevadaNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasVirginiaWashingtonWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/23/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/20/2017
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/16/2008
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 8/15/2012

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
2/15/2024Bettendorf, IA
RBC CAPITAL MARKETS, LLCCurrent
2/15/2024Tempe, AZ
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
5/30/20149/14/2016Davenport, IA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RBC CAPITAL MARKETS, LLC

Showing 12 of 3828 in the directory

View RBC CAPITAL MARKETS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin P Ryan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kevin P Ryan - Financial Advisor in Bettendorf, IA | AdvisorFinder