Kevin Ronald Sullivan
Investment Adviser Representative at Warner Wealth
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kevin Ronald Sullivan is an investment adviser representative in Lockport, NY, currently registered with Warner Wealth and LPL Financial LLC. They have worked in the securities industry since 1989 and have been registered with 8 firms, including Ameriprise Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Connecticut, Georgia, Maine, New York, and Texas.
Registrations & licenses
- Investment adviser:
- Connecticut, Georgia, Maine, New York, Texas
- Broker:
16 states and territories
California, Colorado, Connecticut, Florida, Georgia, Maine, Massachusetts, Michigan, New Hampshire, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameriprise Financial Services, Inc.Jun 2014 – May 2019Lockport, NY
- LPL Financial, LLCMay 2019 – no end date reportedLockport, NY
- KD Sullivan Wealth StrategiesMay 2019 – Oct 2025Winslow, ME
- Warner WealthNov 2025 – no end date reportedShelton, CT
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Warner Wealth
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning services; specific services available upon inquiry.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Madison, CT
- SEC file number:
- 801-132255
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 29, 2026
View full firm profileOther advisors at Warner Wealth
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kevin Ronald Sullivan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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