Khiem Thi Truong - Von Garvisch
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Khiem Thi Truong - Von Garvisch is an investment adviser representative with LPL Enterprise, LLC in Jacksonville, FL, where they have been registered since 2026. They have worked in the securities industry since 2002 and have been registered with 9 firms, including LPL Financial LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 18
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
9 states and territories
Connecticut, Florida, Georgia, Maryland, North Carolina, Rhode Island, Tennessee, Vermont, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2013 – Jan 2017San Jose, CA
- BANK OF America, N.A.Mar 2013 – Jan 2017San Jose, CA
- Fidelity Brokerage Services LLCJan 2017 – Nov 2017Walnut Creek, CA
- NPB Financial Group, LLCJun 2019 – Jun 2020Burbank, CA
- Boisset CollectionNov 2017 – Jun 2020Livermore, CA
- Cetera Investment Advisers LLCAug 2020 – Jul 2022Panama City Beach, FL
- Regions BANKJul 2020 – Jul 2022Panama City Beach, FL
- Cetera Investment Services LLCJul 2020 – Jul 2022St. Cloud, MN
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2022 – Jan 2025Panama City, FL
- Bank of America, N.A.Sep 2022 – Jan 2025Panama City, FL
- TruStage CUJan 2025 – Apr 2026Waverly, IN
- LPL FinancialJan 2025 – Apr 2026Waverly, IN
- LPL Enterprise LLCJun 2026 – no end date reportedJacksonville, FL
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
Showing 12 of 3,088 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Khiem Thi Truong - Von Garvisch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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