Kiara Tristen Clark
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kiara Tristen Clark is an investment adviser representative with Cetera Investment Advisers LLC in Mentor, OH, where they have been registered since 2024. They have worked in the securities industry since 2022 and were previously registered with Cetera Advisors LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Ohio.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio
- Broker:
4 states and territories
North Carolina, Ohio, Tennessee, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Regano Financial ServicseSep 2020 – no end date reportedMentor, OH
- Curtiss-WrightJan 2021 – May 2021Brecksville, OH
- Ross Dress for LessOct 2020 – Dec 2020Mentor, OH
- Brown Gibbons Lang & COFeb 2020 – Aug 2020Cleveland, OH
- Cleveland State University Admissions OfficeNov 2019 – Feb 2020Cleveland, OH
- DoordashApr 2020 – Dec 2021Willoughby, OH
- Bj's Wholesale ClubFeb 2019 – Aug 2019Willoughby, OH
- Lost Nation Sports parkAug 2017 – Apr 2019Willoughby, OH
- Willoughby Eastlake City SchoolsOct 2012 – May 2019willoughby, OH
- Cetera AdvisorsSep 2020 – Nov 2022St Cloud, MN
- Cetera Advisors LLCNov 2022 – no end date reportedSt Cloud, MN
- Cetera Investment Advisers LLCMar 2024 – no end date reportedSchaumburg, IL
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kiara Tristen Clark has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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