Kimberly Sue Rosenberg
Investment Adviser Representative at Coldstream Wealth Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kimberly Sue Rosenberg is an investment adviser representative with Coldstream Wealth Management in Portland, OR, where they have been registered since 2021. They have worked in the securities industry since 2009 and have been registered with 3 firms, including Rosenbaum Financial and Ameritas Investment Corp. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Oregon.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Oregon
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Rosenbaum Financial IncJul 2008 – Sep 2021Portland, OR
- CaratApr 2002 – no end date reportedPortland, OR
- Bradley Apartments LLCJan 2010 – no end date reportedPortland, OR
- Thrive TransitionsNov 2015 – Dec 2017Novi, MI
- Coldstream Wealth Management, Inc.Oct 2021 – no end date reportedPortland, OR
- Kim Rosenberg Inc.Jan 2018 – no end date reportedPortland, OR
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Coldstream Wealth Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Other
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 136
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Bellevue, WA
- SEC file number:
- 801-39379
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 19, 2026
View full firm profileOther advisors at Coldstream Wealth Management
Showing 12 of 136 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kimberly Sue Rosenberg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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