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Kirk Cabell Strawn

Investment Adviser Representative at ALPHACORE CAPITAL LLC

La Jolla, CACRD #1974396Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kirk Cabell Strawn has worked in the securities industry since 1991. They have passed the Series 65, 63, 30, 24, 7, and 3 examinations. They are registered to provide investment advisory services in California and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/24/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 8/31/1989
SIE
Securities Industry Essentials Examination
Passed 12/4/2017
Series 3
National Commodity Futures Examination
Passed 11/7/2001
Series 7
General Securities Representative Examination
Passed 8/19/1989
Series 30
NFA Branch Manager Examination
Passed 6/4/2010
Series 24
General Securities Principal Examination
Passed 12/28/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,250,0001.50%
$1,250,001 to $5,000,0001.00%
Above $5,000,0000.75%
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Alphacore Capital LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALPHACORE CAPITAL LLCCurrent
7/23/2018La Jolla, CA
ALTEGRIS INVESTMENTS, LLC
1/27/201012/4/2017Chicago, IL
NORTHERN LIGHTS DISTRIBUTORS, LLC
9/9/201010/5/2010Elkhorn, NE
MAN INVESTMENTS INC.
10/15/20017/14/2009Chicago, IL
ABN AMRO SECURITIES LLC
11/13/20005/2/2001New York, NY
FURMAN SELZ FINANCIAL SERVICES LLC
2/8/200010/27/2000New York, NY
ING BARINGS LLC
4/26/19962/8/2000New York, NY
LEHMAN BROTHERS INC.
8/22/19891/22/1996New York, NY

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kirk Cabell Strawn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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