Korinne Kay Sugasawara
Investment Adviser Representative at CORE Planning
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Korinne Kay Sugasawara is an investment adviser representative with CORE Planning in San Jose, CA, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Guiding Wealth Management, LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in California and Missouri.
Registrations & licenses
- Investment adviser:
- California, Missouri
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Guiding Wealth Management, LLCOct 2023 – Dec 2024Richardson, TX
- East Rock FinancialOct 2023 – Oct 2024San Mateo, CA
- NextGenApr 2023 – Oct 2023Sacramento, CA
- California State Assembly, Committee on Accountability and AdminAug 2021 – Apr 2023Sacramento, CA
- California State Assembly, Ofce of Assemblymember David ChiuJan 2019 – Aug 2021Sacramento, CA
- California State Senate, Public Employment and Retirement CommitMay 2017 – Jan 2019Sacramento, CA
- Mental Health Services Oversight and Accountability CommissionFeb 2017 – May 2017Sacramento, CA
- California State Senate, Ofce of State Senator Hannah-Beth JacksOct 2015 – Dec 2016Sacramento, CA
- Core Planning, LLCJan 2025 – no end date reportedSaint Louis, MO
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About CORE Planning
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.0125
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 63
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Ofallon, MO
- SEC file number:
- 801-131950
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 15, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Korinne Kay Sugasawara has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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